John Bolduc - 12 Aug 2024 Form 4 Insider Report for WhiteHorse Finance, Inc. (WHF)

Reporting relationship: Director
Issuer ticker: WHF
Reported as of: 12 Aug 2024
Net transaction value: +$199,732
SEC form: 4
Accepted by SEC: 14 Aug 2024, 20:29:15 UTC
Prior SEC filing: 26 May 2023
Next SEC filing: 09 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Marco Collazos, Attorney-in-Fact for John Bolduc

Key filing fact

John Bolduc filed Form 4 for WhiteHorse Finance, Inc. (WHF) on 14 Aug 2024.

Key facts

This page summarizes John Bolduc's Form 4 filing for WhiteHorse Finance, Inc. (WHF).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 14 Aug 2024, 20:29.

Change

Previous filing in this sequence was filed on 26 May 2023.
Current net transaction value: +$199,732.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WHF transaction

Common Stock, par value $0.001 per share

Purchase

Transaction value: $72,508
Shares: +6,316
Change %: +2.9%
Price: $11.48
Shares after: 224,326
Date: 12 Aug 2024
Ownership: See Footnote
Footnotes: F1, F3

WHF transaction

Common Stock, par value $0.001 per share

Purchase

Transaction value: $72,978
Shares: +6,357
Change %: +3%
Price: $11.48
Shares after: 221,112
Date: 12 Aug 2024
Ownership: See Footnote
Footnotes: F2, F4

WHF transaction

Common Stock, par value $0.001 per share

Purchase

Transaction value: $27,358
Shares: +2,379
Change %: +1.1%
Price: $11.50
Shares after: 226,705
Date: 13 Aug 2024
Ownership: See Footnote
Footnotes: F1

WHF transaction

Common Stock, par value $0.001 per share

Purchase

Transaction value: $26,887
Shares: +2,338
Change %: +1.1%
Price: $11.50
Shares after: 223,450
Date: 13 Aug 2024
Ownership: See Footnote
Footnotes: F2, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.

Footnote F2

Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.37 to $11.51, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.59, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.

Footnote F5