Daniel M. Schmitt - Aug 12, 2024 Form 3 Insider Report for ACTUATE THERAPEUTICS, INC. (ACTU)

Role
President, CEO and Director, Director
Signature
/s/ Paul Lytle, Attorney-in-Fact
Stock symbol
ACTU
Transactions as of
Aug 12, 2024
Transactions value $
$0
Form type
3
Date filed
8/12/2024, 09:48 PM
Next filing
Aug 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ACTU Common Stock 22.2K Aug 12, 2024 By The Andrew Schmitt Irrevocable Trust, dated December 31, 2019 F1
holding ACTU Common Stock 22.2K Aug 12, 2024 By The Anna Schmitt Irrevocable Trust, dated December 31, 2019 F2
holding ACTU Common Stock 22.2K Aug 12, 2024 By The Edward Schmitt Irrevocable Trust, dated December 31, 2019 F3
holding ACTU Common Stock 564K Aug 12, 2024 By The Schmitt Family Irrevocable Trust, dated December 31, 2019 F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by The Andrew Schmitt Irrevocable Trust, dated December 31, 2019, of which the reporting person is trustee.
F2 Represents shares held by The Anna Schmitt Irrevocable Trust, dated December 31, 2019, of which the reporting person is trustee.
F3 Represents shares held by The Edward Schmitt Irrevocable Trust, dated December 31, 2019, of which the reporting person is trustee.
F4 Includes 11,726 unvested restricted common stock award shares that will vest upon the achievement of a strategic partnership or licensing transaction with anticipated gross proceeds of at least $25 million, all of which are held by the Schmitt Family Trust (as defined below).
F5 Includes 369,318 shares of restricted common stock, which are held by the Schmitt Family Trust, that were granted on February 22, 2021, of which 25% vested on the first anniversary of the grant date and the remaining 75% vests in equal monthly installments during the 36 months following the first anniversary of the grant date.
F6 Represents shares held by The Schmitt Family Irrevocable Trust, dated December 31, 2019, of which the reporting person is trustee (the "Schmitt Family Trust").

Remarks:

Exhibit List Exhibit 24 - Power of Attorney