David C. Hardie - 28 Jun 2024 Form 4 Insider Report for HALLADOR ENERGY CO (HNRG)

Role
Director
Signature
/s/ David C. Hardie
Issuer symbol
HNRG
Transactions as of
28 Jun 2024
Net transactions value
$0
Form type
4
Filing time
23 Jul 2024, 19:50:07 UTC
Previous filing
26 Feb 2024
Next filing
20 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNRG Common Stock Conversion of derivative security +190,000 +9.6% 2,175,122 28 Jun 2024 By Hallador Alternative Assets Fund LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNRG Convertible Note - Common Stock Conversion of derivative security -190,000 -100% 0 28 Jun 2024 Common Stock 190,000 By Hallador Alternative Assets Fund LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were issued in connection with the conversion of the unsecured convertible promissory note dated August 8, 2022 in the principal amount of $1,000,000 (the "Note") held by Hallador Alternative Assets Fund LLC ("HAAF").
F2 HAAF and the Issuer agree to convert the Note into 190,000 shares of the Issuer's common stock.