David C. Hardie - Jun 28, 2024 Form 4 Insider Report for HALLADOR ENERGY CO (HNRG)

Role
Director
Signature
/s/ David C. Hardie
Stock symbol
HNRG
Transactions as of
Jun 28, 2024
Transactions value $
$0
Form type
4
Date filed
7/23/2024, 07:50 PM
Previous filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNRG Common Stock Conversion of derivative security +190K +9.57% 2.18M Jun 28, 2024 By Hallador Alternative Assets Fund LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNRG Convertible Note - Common Stock Conversion of derivative security -190K -100% 0 Jun 28, 2024 Common Stock 190K By Hallador Alternative Assets Fund LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were issued in connection with the conversion of the unsecured convertible promissory note dated August 8, 2022 in the principal amount of $1,000,000 (the "Note") held by Hallador Alternative Assets Fund LLC ("HAAF").
F2 HAAF and the Issuer agree to convert the Note into 190,000 shares of the Issuer's common stock.