Mercedes Soria - 16 Apr 2024 Form 4 Insider Report for Knightscope, Inc. (KSCP)

Role
EVP and Chief Intelligence Officer / CISO
Signature
/s/ Apoorv Dwivedi, Attorney-in-Fact
Issuer symbol
KSCP
Transactions as of
16 Apr 2024
Net transactions value
+$18,080
Form type
4
Filing time
12 Jul 2024, 16:15:12 UTC
Previous filing
01 Aug 2023
Next filing
14 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSCP Class B Common Stock Options Exercise $18,080 +113,000 $0.1600 113,000 16 Apr 2024 Direct F1
holding KSCP Class B Common Stock 7,000,000 16 Apr 2024 By husband F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSCP Stock Option (Right to Buy) Options Exercise $0 -113,000 -100% $0.000000* 0 16 Apr 2024 Class B Common Stock 113,000 $0.1600 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 16, 2024, the reporting person exercised stock options to purchase 113,000 shares of Class B Common Stock.
F2 The shares are directly held by William Santana Li, husband of the reporting person.
F3 The stock options vested and became exercisable as to 25% of the option shares after 12 months of the vesting commencment date, and vested as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to the reporting person's continuous service with the issuer as of each vesting date.

Remarks:

EVP and Chief Intelligence Officer / CISO