Michael Niem Chanatry - Jun 28, 2024 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President
Signature
/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact)
Stock symbol
HWM
Transactions as of
Jun 28, 2024
Transactions value $
-$1,652,665
Form type
4
Date filed
7/2/2024, 05:35 PM
Previous filing
Jun 3, 2024
Next filing
Aug 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Tax liability -$1.66M -21.4K -11.94% $77.63 158K Jun 28, 2024 Direct F1
holding HWM Common Stock 8.79K Jun 28, 2024 By Company 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Phantom Stock Units Award $10.6K +136 +0.26% $77.63 53.2K Jun 28, 2024 Common Stock 136 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 10b-3.
F2 Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.
F3 Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.