Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LQDA | Common Stock | Award | $0 | +20.4K | +7.29% | $0.00 | 300K | Jun 20, 2024 | Direct | F1, F2 |
holding | LQDA | Common Stock | 436K | Jun 20, 2024 | See footnote | F3 | |||||
holding | LQDA | Common Stock | 4.85M | Jun 20, 2024 | Direct | F4 | |||||
holding | LQDA | Common Stock | 198K | Jun 20, 2024 | See footnote | F5 | |||||
holding | LQDA | Common Stock | 479K | Jun 20, 2024 | See footnote | F6 |
Id | Content |
---|---|
F1 | Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
F2 | The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant. |
F3 | The securities are held by PBM Capital Finance, LLC ("PBM"). The Reporting Person is the manager and sole beneficial owner of PBM. |
F4 | The shares are held by Reporting Person jointly with his spouse. |
F5 | The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD. |
F6 | The securities are held by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB. |