BioStar Ventures III, L.P. - Jun 18, 2024 Form 4 Insider Report for Autonomix Medical, Inc. (AMIX)

Role
10%+ Owner
Signature
BioStar Ventures III, L.P. By: BioStar Ventures III, L.L.C. Its: General Partner /s/ Louis Cannon, MD Name: Louis Cannon, MD Title: Founder, Senior Managing Director
Stock symbol
AMIX
Transactions as of
Jun 18, 2024
Transactions value $
$30,464
Form type
4
Date filed
6/20/2024, 08:23 PM
Previous filing
Feb 1, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMIX Warrant to Purchase Common Stock Purchase $30.5K +1.09M $0.03* 1.09M Jun 18, 2024 Common Stock 1.09M $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The ability of the Reporting Person to exercise the warrants is subject to a beneficial ownership limitation initially set at 4.99% of the number of shares of common stock outstanding immediately after giving effect to the issuance of common stock issuable upon exercise of the warrants. This beneficial ownership limitation may be increased or decreased at the election of the holder, provided that the beneficial ownership limitation in no event exceeds 9.99% of the number of shares of common stock outstanding immediately after giving effect to the issuance of shares of common stock upon exercise of the warrants and any increase shall not be effective until the 61st day after notice of adjustment is provided to the Issuer.