Anthony Tamer - May 29, 2024 Form 4 Insider Report for WhiteHorse Finance, Inc. (WHF)

Role
10%+ Owner
Signature
/s/ Marco Collazos, Attorney-in-Fact for Anthony Tamer
Stock symbol
WHF
Transactions as of
May 29, 2024
Transactions value $
-$12,150,000
Form type
4
Date filed
5/30/2024, 09:55 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WHF Common Stock, par value $0.001 per share Sale -$12.2M -1M -20.1% $12.15 3.98M May 29, 2024 See Footnote F1, F2
holding WHF Common Stock, par value $0.001 per share 450K May 29, 2024 See Footnote F3
holding WHF Common Stock, par value $0.001 per share 11K May 29, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Tamer is a control person of H.I.G.-GPII, Inc., which is the manager of the general partner of H.I.G. Bayside Loan Opportunity Fund IV, L.P. (the "Bayside Fund"). Therefore, Mr. Tamer may be viewed as having investment power over all of the shares owned by the Bayside Fund. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Fund, except to the extent of his direct pecuniary interest therein.
F2 On May 29, 2024, the Bayside Fund sold to an institutional investor an aggregate of 1,000,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the "Common Stock"), at a price of $12.15 per share in a block trade. After the sale, the Bayside Fund holds 3,976,258 shares of Common Stock.
F3 Due to his control of THM Selector, LLC, Mr. Tamer may be viewed as having investment power over 450,439 shares of common stock owned by such entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by THM Selector, LLC, except to the extent of his direct pecuniary interest therein.