Anthony O'Sullivan - May 21, 2024 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Chief Development Officer
Signature
/s/ Ryan Coombes, Attorney-in-Fact
Stock symbol
TMC
Transactions as of
May 21, 2024
Transactions value $
-$141,850
Form type
4
Date filed
5/23/2024, 09:45 PM
Previous filing
Apr 1, 2024
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Sale -$69.7K -50K -5.28% $1.39 897K May 21, 2024 Direct F1, F5
transaction TMC Common Shares Sale -$35.1K -25K -2.79% $1.40 872K May 22, 2024 Direct F2, F5
transaction TMC Common Shares Sale -$37K -25K -2.87% $1.48 847K May 23, 2024 Direct F3, F5
holding TMC Common Shares 385K May 21, 2024 JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
F2 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
F3 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
F4 The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1.
F5 Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024.

Remarks:

Exhibit 24.1 - Power of Attorney