John Kline - 22 Apr 2024 Form 4 Insider Report for New Mountain Finance Corp (NMFC)

Role
CEO, President, and Director, Director
Signature
/s/ John R. Kline
Issuer symbol
NMFC
Transactions as of
22 Apr 2024
Net transactions value
-$15,541
Form type
4
Filing time
24 Apr 2024, 17:25:30 UTC
Previous filing
21 Jul 2023
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NMFC Common Stock Sale $113 -9 -0% $12.56 255,838 22 Apr 2024 Direct F1, F2
transaction NMFC Common Stock Sale $15,428 -1,229 -0.48% $12.55 254,610 22 Apr 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023.
F2 A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction.