Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NMFC | Common Stock | Sale | -$113 | -9 | 0% | $12.56 | 256K | Apr 22, 2024 | Direct | F1, F2 |
transaction | NMFC | Common Stock | Sale | -$15.4K | -1.23K | -0.48% | $12.55 | 255K | Apr 22, 2024 | Direct | F1, F2 |
Id | Content |
---|---|
F1 | Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023. |
F2 | A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction. |