Alan Douglas Haslam - 12 Apr 2024 Form 4 Insider Report for PERPETUA RESOURCES CORP. (PPTA)

Role
Officer
Signature
/s/ Tanya Nelson, as attorney-in-fact for Alan Haslam
Issuer symbol
PPTA
Transactions as of
12 Apr 2024
Net transactions value
-$118,070
Form type
4
Filing time
16 Apr 2024, 18:50:04 UTC
Previous filing
01 Apr 2024
Next filing
22 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PPTA Common Shares Exercise of in-the-money or at-the-money derivative security $96,965 +21,500 +33% $4.51 87,071 12 Apr 2024 Direct F1
transaction PPTA Common Shares Sale $128,785 -21,500 -25% $5.99 65,571 12 Apr 2024 Direct F2
transaction PPTA Common Shares Exercise of in-the-money or at-the-money derivative security $63,500 +25,000 +38% $2.54 90,571 12 Apr 2024 Direct F3
transaction PPTA Common Shares Sale $149,750 -25,000 -28% $5.99 65,571 12 Apr 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PPTA Director and Employee Stock Option (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -21,500 -100% $0.000000* 0 12 Apr 2024 Common Shares 21,500 $4.51 Direct F1, F4
transaction PPTA Director and Employee Stock Option (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -25,000 -100% $0.000000* 0 12 Apr 2024 Common Shares 25,000 $2.54 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00.
F2 The sale price of the stock option of CAD $8.24 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00.
F3 The exercise price of the stock option of CAD $3.50 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00.
F4 The stock option, representing a right to purchase a total of 21,500 Common Shares, became exercisable as to 5,375 Common Shares on January 1, 2020, exercisable as to 5,375 Common Shares on January 1, 2021, exercisable as to 5,375 Common Shares on January 1, 2022, and exercisable as to 5,375 Common Shares on January 1, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan.
F5 The stock option, representing a right to purchase a total of 25,000 Common Shares, became exercisable as to 6,250 Common Shares on March 20, 2020, exercisable as to 6,250 Common Shares on March 20, 2021, exercisable as to 6,250 Common Shares on March 20, 2022, and exercisable as to 6,250 Common Shares on March 20, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan.

Remarks:

(6) VP, Permitting at Perpetua Resources Idaho, Inc., a wholly owned subsidiary of Perpetua Resources Corp.