Mark Gatto - Mar 27, 2024 Form 4 Insider Report for CION Investment Corp (CION)

Role
Co-Chairman & Co-CEO, Director
Signature
/s/ Mark Gatto
Stock symbol
CION
Transactions as of
Mar 27, 2024
Transactions value $
$12,673
Form type
4
Date filed
3/29/2024, 10:55 AM
Previous filing
Nov 17, 2023
Next filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $11K +1K $11.02 1K Mar 27, 2024 Gatto Living Trust F1
transaction CION Common stock, $0.001 par value Purchase $551 +50 $11.02 50 Mar 27, 2024 UTMA Account of A.G. F2, F5
transaction CION Common stock, $0.001 par value Purchase $551 +50 $11.02 50 Mar 27, 2024 UTMA Account of G.G. F3, F5
transaction CION Common stock, $0.001 par value Purchase $551 +50 $11.02 50 Mar 27, 2024 UTMA Account of M.G. F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.
F2 The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian.
F3 The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F4 The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F5 As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.