Role
10%+ Owner
Signature
/s/ Rajesh Gupta, as an authorized signatory of ORE and SPE
Issuer symbol
WHLM
Transactions as of
29 Dec 2023
Net transactions value
$0
Form type
3
Filing time
28 Mar 2024, 21:19:12 UTC
Next filing
20 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WHLM Common Stock, $0.01 par value per share 950,000 29 Dec 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are beneficially owned directly by Omni Retail Enterprises, LLC ("ORE"), for the benefit of certain holders of rights as lenders under certain secured notes. Sage Prince Enterprises, LLC ("SPE") is the managing member of ORE. Mr. Rajesh Gupta is the sole member of SPE. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.