| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UBI | Common Stock | Purchase | $200K | +1M | +1.79% | $0.20* | 56.8M | Mar 25, 2024 | By Partnership | F1, F2, F3, F4, F6 |
| holding | UBI | Stock Option (Right to Buy - Exercise Price $0.92) | 1.92M | Mar 25, 2024 | By Partnership | F2, F3, F7 | |||||
| holding | UBI | Stock Option (Right to Buy - Exercise Price $1.00) | 1.92M | Mar 25, 2024 | By Partnership | F2, F3, F8 | |||||
| holding | UBI | Common Stock | 754K | Mar 25, 2024 | By the Coleman Super Fund | F1, F5 |
| Id | Content |
|---|---|
| F1 | Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd. |
| F2 | The price reported is stated in Australian dollars. |
| F3 | The Reporting Person is a director of Viburnum, which is the manager of each of VF Strategic Equities Fund ("Strategic Fund") and separately managed accounts on behalf of a Viburnum client ("Strategic Mandates") the direct beneficial owners of the common stock and stock options. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the common stock and stock options held by Strategic Fund, and Strategic Mandates, except to the extent of his pecuniary interest therein. |
| F4 | Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 56,798,601 shares of common stock, which consists of 23,169,559 and 33,629,042 shares of common stock held by Strategic Fund and Strategic Mandates, respectively. Viburnum, as the manager of each of Strategic Fund and Strategic Mandates, shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities. The Reporting Person shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities due to the Reporting Person serving as a director of Viburnum. |
| F5 | Craig E. and Phylis Coleman are the trustees of the Coleman Super Fund, of which Mr. Coleman is a potential beneficiary. |
| F6 | Viburnum, as the manager of Strategic Fund converted 1,000,000 stock options which an exercise price of A$0.20 on 03/25/2024. |
| F7 | Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$0.92 and expiry date of 05/26/2025. |
| F8 | Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$1.00 and expiry date of 05/26/2025. |