| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDRE | Common Stock, $.0001 par value ("Common Stock") | Options Exercise | +11,000 | +21% | 62,347 | 18 Mar 2024 | Direct | F1 | ||
| holding | CDRE | Common Stock | 587,620 | 18 Mar 2024 | See Footnote | F2, F5 | |||||
| holding | CDRE | Common Stock | 252,701 | 18 Mar 2024 | See Footnote | F3, F5 | |||||
| holding | CDRE | Common Stock | 84,231 | 18 Mar 2024 | See Footnote | F4, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDRE | Phantom Stock | Options Exercise | $0 | -11,000 | -100% | $0.000000* | 0 | 18 Mar 2024 | Common Stock | 11,000 | Direct | F1 | |
| transaction | CDRE | Stock Option (right to purchase) | Award | $0 | +16,000 | $0.000000 | 16,000 | 18 Mar 2024 | Common Stock | 16,000 | $34.66 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. |
| F2 | The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager. |
| F3 | The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. |
| F4 | The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager. |
| F5 | The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. |
| F6 | 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively. |