Taras G. Szmagala Jr. - Mar 1, 2024 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Stock symbol
ETN
Transactions as of
Mar 1, 2024
Transactions value $
-$1,919,083
Form type
4
Date filed
3/4/2024, 08:43 PM
Previous filing
Mar 1, 2024
Next filing
Aug 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale -$1.12M -3.8K -32.58% $293.78 7.87K Mar 1, 2024 Direct F1
transaction ETN Ordinary Shares Gift $0 -761 -9.67% $0.00 7.11K Mar 1, 2024 Direct
transaction ETN Ordinary Shares Options Exercise $73.7K +1.3K +18.35% $56.55 8.41K Mar 1, 2024 Direct
transaction ETN Ordinary Shares Options Exercise $56.3K +996 +11.84% $56.55 9.41K Mar 1, 2024 Direct
transaction ETN Ordinary Shares Sale -$292K -996 -10.59% $293.01 8.41K Mar 1, 2024 Direct
transaction ETN Ordinary Shares Options Exercise $100K +1.39K +16.54% $71.89 9.8K Mar 1, 2024 Direct
transaction ETN Ordinary Shares Options Exercise $241K +3.36K +34.28% $71.89 13.2K Mar 1, 2024 Direct
transaction ETN Ordinary Shares Sale -$982K -3.36K -25.53% $292.30 9.8K Mar 1, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1.3K -56.7% $0.00 996 Mar 1, 2024 Ordinary Shares 1.3K $56.55 Direct F3
transaction ETN Stock Option Options Exercise $0 -996 -100% $0.00* 0 Mar 1, 2024 Ordinary Shares 996 $56.55 Direct F3
transaction ETN Stock Option Options Exercise $0 -1.39K -29.28% $0.00 3.36K Mar 1, 2024 Ordinary Shares 1.39K $71.89 Direct F4
transaction ETN Stock Option Options Exercise $0 -3.36K -100% $0.00* 0 Mar 1, 2024 Ordinary Shares 3.36K $71.89 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $293.67 - $293.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $292.26 - $292.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 These stock options were granted on February 23, 2016 and were fully vested and exercisable.
F4 These stock options were granted on February 21, 2017 and were fully vested and exercisable.

Remarks:

Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.