Taras G. Szmagala Jr. - 01 Mar 2024 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
01 Mar 2024
Net transactions value
-$1,919,083
Form type
4
Filing time
04 Mar 2024, 20:43:34 UTC
Previous filing
01 Mar 2024
Next filing
05 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale $1,116,949 -3,802 -33% $293.78 7,866 01 Mar 2024 Direct F1
transaction ETN Ordinary Shares Gift $0 -761 -9.7% $0.000000 7,105 01 Mar 2024 Direct
transaction ETN Ordinary Shares Options Exercise $73,741 +1,304 +18% $56.55 8,409 01 Mar 2024 Direct
transaction ETN Ordinary Shares Options Exercise $56,324 +996 +12% $56.55 9,405 01 Mar 2024 Direct
transaction ETN Ordinary Shares Sale $291,833 -996 -11% $293.00 8,409 01 Mar 2024 Direct
transaction ETN Ordinary Shares Options Exercise $99,999 +1,391 +17% $71.89 9,800 01 Mar 2024 Direct
transaction ETN Ordinary Shares Options Exercise $241,479 +3,359 +34% $71.89 13,159 01 Mar 2024 Direct
transaction ETN Ordinary Shares Sale $981,844 -3,359 -26% $292.30 9,800 01 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1,304 -57% $0.000000 996 01 Mar 2024 Ordinary Shares 1,304 $56.55 Direct F3
transaction ETN Stock Option Options Exercise $0 -996 -100% $0.000000* 0 01 Mar 2024 Ordinary Shares 996 $56.55 Direct F3
transaction ETN Stock Option Options Exercise $0 -1,391 -29% $0.000000 3,359 01 Mar 2024 Ordinary Shares 1,391 $71.89 Direct F4
transaction ETN Stock Option Options Exercise $0 -3,359 -100% $0.000000* 0 01 Mar 2024 Ordinary Shares 3,359 $71.89 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $293.67 - $293.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $292.26 - $292.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 These stock options were granted on February 23, 2016 and were fully vested and exercisable.
F4 These stock options were granted on February 21, 2017 and were fully vested and exercisable.

Remarks:

Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.