Ollin B. Sykes - Feb 28, 2024 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director, 10%+ Owner
Signature
/s/ Clint J. Pete, Attorney-In-Fact
Stock symbol
CTHR
Transactions as of
Feb 28, 2024
Transactions value $
$17,287
Form type
4
Date filed
3/1/2024, 04:15 PM
Previous filing
Feb 26, 2024
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTHR Common Stock Purchase $2.85K +6.94K +5.12% $0.41 143K Feb 28, 2024 By spouse
transaction CTHR Common Stock Purchase $14.4K +38K +26.66% $0.38 181K Feb 29, 2024 By spouse
holding CTHR Common Stock 1.84M Feb 28, 2024 By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 F1
holding CTHR Common Stock 250K Feb 28, 2024 By SEP IRA
holding CTHR Common Stock 95.4K Feb 28, 2024 By ROTH IRA
holding CTHR Common Stock 154K Feb 28, 2024 By IRA
holding CTHR Common Stock 736K Feb 28, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 607,500 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.