Ollin B. Sykes - 28 Feb 2024 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director, 10%+ Owner
Signature
/s/ Clint J. Pete, Attorney-In-Fact
Issuer symbol
CTHR
Transactions as of
28 Feb 2024
Net transactions value
+$17,287
Form type
4
Filing time
01 Mar 2024, 16:15:25 UTC
Previous filing
26 Feb 2024
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTHR Common Stock Purchase $2,847 +6,940 +5.1% $0.4102 142,527 28 Feb 2024 By spouse
transaction CTHR Common Stock Purchase $14,440 +38,000 +27% $0.3800 180,527 29 Feb 2024 By spouse
holding CTHR Common Stock 1,844,398 28 Feb 2024 By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 F1
holding CTHR Common Stock 250,221 28 Feb 2024 By SEP IRA
holding CTHR Common Stock 95,358 28 Feb 2024 By ROTH IRA
holding CTHR Common Stock 153,800 28 Feb 2024 By IRA
holding CTHR Common Stock 736,421 28 Feb 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 607,500 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.