Sharyn Grant - Jul 15, 2023 Form 3/A Insider Report for Summit Healthcare REIT, Inc (NONE)

Role
Chief Financial Officer
Signature
/s/ Sharyn Grant
Stock symbol
NONE
Transactions as of
Jul 15, 2023
Transactions value $
$0
Form type
3/A
Date filed
2/22/2024, 04:50 PM
Date Of Original Report
Jul 21, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NONE Stock Option (Right to Buy) Jul 15, 2023 Common Stock 10K $2.02 Direct F1, F2
holding NONE Stock Option (Right to Buy) Jul 15, 2023 Common Stock 10K $2.24 Direct F1, F2
holding NONE Stock Option (Right to Buy) Jul 15, 2023 Common Stock 12K $2.26 Direct F1, F2
holding NONE Stock Option (Right to Buy) Jul 15, 2023 Common Stock 12K $2.26 Direct F1, F2
holding NONE Stock Option (Right to Buy) Jul 15, 2023 Common Stock 25K $2.35 Direct F1, F3
holding NONE Stock Option (Right to Buy) Jul 15, 2023 Common Stock 25K $2.18 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3/A is being filed to report stock options which were omitted from the Reporting Person's Form 3 originally filed on July 21, 2023.
F2 All options were fully vested as of July 21, 2023.
F3 Of these options, 11,111 were fully vested as of December 31, 2023. 695 stock options vest monthly and become fully vested on April 1, 2025
F4 Of these options, 5,556 were fully vested as of December 31, 2023. 695 stock options vest monthly and become fully vested on April 1, 2026