Sharyn I. Grant - 15 Jul 2023 Form 3/A Insider Report for Summit Healthcare REIT, Inc

Role
Chief Financial Officer
Signature
/s/ Sharyn Grant
Issuer symbol
N/A
Transactions as of
15 Jul 2023
Net transactions value
$0
Form type
3/A
Filing time
22 Feb 2024, 16:50:58 UTC
Date Of Original Report
21 Jul 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding Stock Option (Right to Buy) 15 Jul 2023 Common Stock 10,000 $2.02 Direct F1, F2
holding Stock Option (Right to Buy) 15 Jul 2023 Common Stock 10,000 $2.24 Direct F1, F2
holding Stock Option (Right to Buy) 15 Jul 2023 Common Stock 12,000 $2.26 Direct F1, F2
holding Stock Option (Right to Buy) 15 Jul 2023 Common Stock 12,000 $2.26 Direct F1, F2
holding Stock Option (Right to Buy) 15 Jul 2023 Common Stock 25,000 $2.35 Direct F1, F3
holding Stock Option (Right to Buy) 15 Jul 2023 Common Stock 25,000 $2.18 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3/A is being filed to report stock options which were omitted from the Reporting Person's Form 3 originally filed on July 21, 2023.
F2 All options were fully vested as of July 21, 2023.
F3 Of these options, 11,111 were fully vested as of December 31, 2023. 695 stock options vest monthly and become fully vested on April 1, 2025
F4 Of these options, 5,556 were fully vested as of December 31, 2023. 695 stock options vest monthly and become fully vested on April 1, 2026