Ernest W. Marshall Jr. - 07 Feb 2024 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
07 Feb 2024
Net transactions value
-$3,805,428
Form type
4
Filing time
09 Feb 2024, 16:30:24 UTC
Previous filing
05 Jan 2024
Next filing
26 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $299,906 +3,726 +13% $80.49 33,438 07 Feb 2024 Direct
transaction ETN Ordinary Shares Sale $1,017,105 -3,726 -11% $272.98 29,712 07 Feb 2024 Direct
transaction ETN Ordinary Shares Options Exercise $1,289,772 +16,024 +54% $80.49 45,736 07 Feb 2024 Direct
transaction ETN Ordinary Shares Sale $2,887,970 -10,580 -23% $272.96 35,156 07 Feb 2024 Direct F1
transaction ETN Ordinary Shares Sale $1,490,031 -5,444 -15% $273.70 29,712 07 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -3,726 -19% $0.000000 16,024 07 Feb 2024 Ordinary Shares 3,726 $80.49 Direct F3
transaction ETN Stock Option Options Exercise $0 -16,024 -100% $0.000000* 0 07 Feb 2024 Ordinary Shares 16,024 $80.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $272.44 - $273.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $273.44 - $274.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer.