Ernest W. Marshall Jr - Feb 7, 2024 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Stock symbol
ETN
Transactions as of
Feb 7, 2024
Transactions value $
-$3,805,428
Form type
4
Date filed
2/9/2024, 04:30 PM
Previous filing
Jan 5, 2024
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $300K +3.73K +12.54% $80.49 33.4K Feb 7, 2024 Direct
transaction ETN Ordinary Shares Sale -$1.02M -3.73K -11.14% $272.98 29.7K Feb 7, 2024 Direct
transaction ETN Ordinary Shares Options Exercise $1.29M +16K +53.93% $80.49 45.7K Feb 7, 2024 Direct
transaction ETN Ordinary Shares Sale -$2.89M -10.6K -23.13% $272.97 35.2K Feb 7, 2024 Direct F1
transaction ETN Ordinary Shares Sale -$1.49M -5.44K -15.49% $273.70 29.7K Feb 7, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -3.73K -18.87% $0.00 16K Feb 7, 2024 Ordinary Shares 3.73K $80.49 Direct F3
transaction ETN Stock Option Options Exercise $0 -16K -100% $0.00* 0 Feb 7, 2024 Ordinary Shares 16K $80.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $272.44 - $273.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $273.44 - $274.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer.