Winston Kung - Jan 25, 2024 Form 3 Insider Report for ArriVent Biopharma, Inc. (AVBP)

Role
Chief Financial Officer
Signature
/s/ James Kastenmayer, Attorney-in-Fact for Winston Kung
Stock symbol
AVBP
Transactions as of
Jan 25, 2024
Transactions value $
$0
Form type
3
Date filed
1/25/2024, 08:38 PM
Previous filing
Jun 16, 2023
Next filing
Jun 28, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AVBP Stock Option (right to buy) Jan 25, 2024 Common Stock 197K $7.76 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying this option vest as to 25% on January 4, 2025, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
F2 Reflects the 15.21-for-1 reverse stock split of the Issuer's common stock effected on January 23, 2024 in connection with the Issuer's initial public offering, pursuant to which (i) the number of shares of common stock underlying the option was divided by 15.21 and (ii) the exercise price of the option was multiplied by 15.21.

Remarks:

Exhibit 24.1 - Power of Attorney