Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MOBX | Class A Common Stock | Award | +324K | 324K | Dec 21, 2023 | Direct | F1 | |||
transaction | MOBX | Class A Common Stock | Award | +73.5K | 73.5K | Dec 21, 2023 | By KSLI Trust | F1, F2 | |||
transaction | MOBX | Class A Common Stock | Award | +171K | 171K | Dec 21, 2023 | By KSSF Trust | F1, F2 | |||
transaction | MOBX | Class A Common Stock | Award | +73.5K | 73.5K | Dec 21, 2023 | By SSLI Trust | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MOBX | Class B Common Stock | Award | +125K | 125K | Dec 21, 2023 | Class A Common Stock | 125K | By KSSF Trust | F2, F3 |
Id | Content |
---|---|
F1 | Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock. |
F2 | The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein |
F3 | At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date. |