Ollin B. Sykes - 14 Dec 2023 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director
Signature
/s/ Clint J. Pete, Attorney-In- Fact
Issuer symbol
CTHR
Transactions as of
14 Dec 2023
Net transactions value
$0
Form type
4
Filing time
18 Dec 2023, 16:16:57 UTC
Previous filing
11 Dec 2023
Next filing
21 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTHR Common Stock 1,611,898 14 Dec 2023 By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 F1
holding CTHR Common Stock 250,221 14 Dec 2023 By SEP IRA
holding CTHR Common Stock 95,358 14 Dec 2023 By ROTH IRA
holding CTHR Common Stock 153,800 14 Dec 2023 By IRA
holding CTHR Common Stock 135,587 14 Dec 2023 By spouse
holding CTHR Common Stock 736,421 14 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTHR Stock Option (right to buy) Award $0 +123,076 $0.000000 123,076 14 Dec 2023 Common Stock 123,076 $0.4063 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Option vests and becomes exercisable on the date of the 2024 Annual Shareholders' Meeting.