Yakira Capital Management, Inc. - 25 Aug 2023 Form 4 Insider Report for Alset Capital Acquisition Corp. (HWH)

Role: 10%+ Owner
Signature: /s/ Nicholas Sabatini, CFO & CCO
Issuer symbol: HWH
Transactions as of: 25 Aug 2023
Net transactions value: -$779,066
Form type: 4
Filing time: 13 Dec 2023, 17:03:08 UTC
Previous filing: 05 Jun 2024
Next filing: 13 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ACAX	Class A Common Stock	Sale	$507,375	-45,792	-13%	$11.08	304,208	25 Aug 2023	See Footnote	F1
transaction	ACAX	Class A Common Stock	Sale	$129,960	-12,000	-3.9%	$10.83	292,208	28 Aug 2023	See Footnote	F1
transaction	ACAX	Class A Common Stock	Sale	$91,335	-8,221	-2.8%	$11.11	283,987	11 Sep 2023	See Footnote	F1
transaction	ACAX	Class A Common Stock	Sale	$49,165	-4,565	-1.6%	$10.77	279,422	14 Sep 2023	See Footnote	F1
transaction	ACAX	Class A Common Stock	Sale	$1,230	-114	-0.04%	$10.79	279,308	17 Oct 2023	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Yakira Capital Management, Inc., a Delaware corporation (the "Reporting Person"), serves as investment advisors to each of (i) Yakira Partners, L.P., a Delaware limited partnership ("Yakira Partners"), (ii) Yakira Enhanced Offshore Fund Ltd., a Cayman Islands exempted company ("Yakira Offshore") and (iii) MAP 136 Segregated Portfolio, a Cayman Islands exempted company ("MAP 136") and has sole voting and investment discretion with respects to the securities reported herein which are held by Yakira Partners, Yakira Offshore and MAP 136. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.

Content

Yakira Capital Management, Inc., a Delaware corporation (the "Reporting Person"), serves as investment advisors to each of (i) Yakira Partners, L.P., a Delaware limited partnership ("Yakira Partners"), (ii) Yakira Enhanced Offshore Fund Ltd., a Cayman Islands exempted company ("Yakira Offshore") and (iii) MAP 136 Segregated Portfolio, a Cayman Islands exempted company ("MAP 136") and has sole voting and investment discretion with respects to the securities reported herein which are held by Yakira Partners, Yakira Offshore and MAP 136. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.