Mark D. Klein - Dec 11, 2023 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Signature
/s/ Mark D. Klein
Stock symbol
SSSS
Transactions as of
Dec 11, 2023
Transactions value $
-$90,831
Form type
4
Date filed
12/13/2023, 04:46 PM
Previous filing
Dec 6, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Tax liability -$90.8K -21.3K -1.99% $4.27 1.05M Dec 11, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 11, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2 This total includes (i) 2,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii)(A) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021, December 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (B) shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.