John C. Plant - 31 Dec 2022 Form 5 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Executive Chairman and CEO, Director
Signature
/s/ Margaret Lam, Assistant Secretary, Attorney-in-Fact
Issuer symbol
HWM
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
12 Dec 2023, 21:09:48 UTC
Previous filing
24 Oct 2022
Next filing
03 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Gift $0 -284,043 -18% $0.000000 1,303,687 06 Dec 2022 By Trusts F1
transaction HWM Common Stock Gift $0 +284,043 $0.000000 284,043 06 Dec 2022 By Remainder Trust F2
holding HWM Common Stock 314,179 31 Dec 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 6, 2022, the reporting person transferred for no consideration 284,043 shares of HWM common stock from a grantor retained annuity trust for which the reporting person is the sole trustee, grantor and beneficiary to a remainder trust described below. Concurrently, the reporting person transferred for no consideration 676,824 shares of HWM common stock between trusts for which the reporting person is the sole trustee, grantor and beneficiary in a transaction exempt from reporting pursuant to Rule 16a-13.
F2 Shares held in a remainder trust for which the reporting person is the sole trustee and grantor and his children are the beneficiaries.