Key facts
- This page summarizes Michael Kaseta's Form 4 filing for Liquidia Corp (LQDA).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Dec 2023, 21:20.
Michael Kaseta - 30 Nov 2023 Form 4 Insider Report for Liquidia Corp (LQDA)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- LQDA
- Reported as of
- 30 Nov 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2023, 21:20:14 UTC
- Prior SEC filing
- 04 Oct 2023
- Next SEC filing
- 16 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Kaseta
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Kaseta filed Form 4 for Liquidia Corp (LQDA) on 05 Dec 2023.
Change
- Previous filing in this sequence was filed on 04 Oct 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LQDA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,343
- Change %
- +1.3%
- Price
- Shares after
- 183,000
- Date
- 30 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LQDA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -2,343
- Change %
- -10%
- Price
- $0.000000
- Shares after
- 21,094
- Date
- 30 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,343
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Footnote F2
On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 16,406 have vested through November 30, 2023.
Footnote F3
Includes (i) 124,667 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 5,977 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.