Navid Malik - Nov 16, 2023 Form 4 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
Director
Signature
/s/ Navid Malik
Stock symbol
NWBO
Transactions as of
Nov 16, 2023
Transactions value $
$469,430
Form type
4
Date filed
12/1/2023, 08:31 PM
Next filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWBO Common Stock Sale $104K +125K +39.06% $0.84 445K Nov 16, 2023 Direct F1
transaction NWBO Common Stock Sale $123K +150K +103.45% $0.82 295K Nov 17, 2023 Direct F1
transaction NWBO Common Stock Sale $242K +295K $0.82 0 Nov 17, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Malik sold a total of 570,000 shares solely to pay a tax obligation, and all proceeds are being used for such taxes.