Navid Malik - 16 Nov 2023 Form 4 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
Director
Signature
/s/ Navid Malik
Issuer symbol
NWBO
Transactions as of
16 Nov 2023
Net transactions value
+$469,430
Form type
4
Filing time
01 Dec 2023, 20:31:35 UTC
Next filing
30 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWBO Common Stock Sale $104,375 +125,000 +39% $0.8350 445,000 16 Nov 2023 Direct F1
transaction NWBO Common Stock Sale $123,450 +150,000 +103% $0.8230 295,000 17 Nov 2023 Direct F1
transaction NWBO Common Stock Sale $241,605 +295,000 $0.8190 0 17 Nov 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Malik sold a total of 570,000 shares solely to pay a tax obligation, and all proceeds are being used for such taxes.