R. David Spreng - Nov 27, 2023 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
President and CEO, Director
Signature
/s/ R. David Spreng
Stock symbol
RWAY
Transactions as of
Nov 27, 2023
Transactions value $
$102,682
Form type
4
Date filed
11/28/2023, 04:42 PM
Previous filing
Nov 24, 2023
Next filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Purchase $103K +8.02K +5.54% $12.80 153K Nov 27, 2023 By Runway Growth Holdings LLC F1
holding RWAY Common Stock, par value $0.01 per share 56.1K Nov 27, 2023 Direct
holding RWAY Common Stock, par value $0.01 per share 28.4K Nov 27, 2023 By 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.
F2 The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.