Peter I. Finlay - Nov 27, 2023 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Stock symbol
CION
Transactions as of
Nov 27, 2023
Transactions value $
$3,264
Form type
4
Date filed
11/27/2023, 04:00 PM
Previous filing
Nov 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $3.26K +300 +15% $10.88 2.3K Nov 27, 2023 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan.

Remarks:

Director Exhibit List: Exhibit 24.0 - Power of Attorney