-
Signature
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/s/ Faisal Hasan, attorney-in-fact
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Stock symbol
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DKNG
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Transactions as of
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Nov 21, 2023
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Transactions value $
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-$26,390,452
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Form type
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4
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Date filed
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11/24/2023, 08:03 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
DKNG |
Class A Common Stock |
Options Exercise |
$1.9M |
+404K |
+114.39% |
$4.70* |
758K |
Nov 21, 2023 |
Direct |
F1 |
transaction |
DKNG |
Class A Common Stock |
Options Exercise |
$462K |
+97.7K |
+12.9% |
$4.73* |
855K |
Nov 21, 2023 |
Direct |
F1 |
transaction |
DKNG |
Class A Common Stock |
Sale |
-$28.7M |
-750K |
-87.7% |
$38.27 |
105K |
Nov 21, 2023 |
Direct |
F2, F3 |
transaction |
DKNG |
Class A Common Stock |
Options Exercise |
|
+2.66K |
+2.53% |
|
108K |
Nov 22, 2023 |
Direct |
F4 |
transaction |
DKNG |
Class A Common Stock |
Tax liability |
-$49.7K |
-1.29K |
-1.19% |
$38.68 |
107K |
Nov 22, 2023 |
Direct |
|
holding |
DKNG |
Class A Common Stock |
|
|
|
|
|
42.7K |
Nov 21, 2023 |
Held by Park Family 2022 Grantor Retained Annuity Trust III |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
DKNG |
Stock Option |
Options Exercise |
$0 |
-404K |
-100% |
$0.00* |
0 |
Nov 21, 2023 |
Class A Common Stock |
404K |
$4.70 |
Direct |
F1, F5 |
transaction |
DKNG |
Stock Option |
Options Exercise |
$0 |
-97.7K |
-100% |
$0.00* |
0 |
Nov 21, 2023 |
Class A Common Stock |
97.7K |
$4.73 |
Direct |
F1, F6 |
transaction |
DKNG |
Restricted Stock Units |
Options Exercise |
$0 |
-2.66K |
-16.67% |
$0.00 |
13.3K |
Nov 22, 2023 |
Class A Common Stock |
2.66K |
|
Direct |
F4, F7 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: