Don O'Connell - 20 Nov 2023 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
President and CEO, Director
Signature
/s/ Clint J. Pete, Attorney-In- Fact
Issuer symbol
CTHR
Transactions as of
20 Nov 2023
Net transactions value
+$39,000
Form type
4
Filing time
22 Nov 2023, 09:00:55 UTC
Previous filing
16 Nov 2023
Next filing
06 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTHR Common Stock Purchase $23,824 +61,087 $0.3900 61,087 20 Nov 2023 By 401(k) F1
transaction CTHR Common Stock Purchase $15,176 +38,913 +64% $0.3900 100,000 21 Nov 2023 By 401(k) F1
holding CTHR Common Stock 451,114 20 Nov 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased pursuant to a self-directed brokerage account option in Charles & Colvard, Ltd.'s 401(k) plan.