Thomas B. Raterman - 17 Nov 2023 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
Acting President, CFO, COO, Treasurer and Secretary
Signature
/s/ Thomas B. Raterman
Issuer symbol
RWAY
Transactions as of
17 Nov 2023
Net transactions value
+$174,039
Form type
4
Filing time
21 Nov 2023, 17:09:31 UTC
Previous filing
15 May 2023
Next filing
24 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Purchase $81,114 +6,600 +5.8% $12.29 119,932 17 Nov 2023 By Runway Growth Holdings LLC F1
transaction RWAY Common Stock, par value $0.01 per share Purchase $92,925 +7,500 +6.3% $12.39 127,432 20 Nov 2023 By Runway Growth Holdings LLC F1
holding RWAY Common Stock, par value $0.01 per share 22,442 17 Nov 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
F2 The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

Remarks:

Acting President, CFO, COO, Treasurer and Secretary