Chamath Palihapitiya - Nov 19, 2023 Form 4 Insider Report for PROKIDNEY CORP. (PROK)

Role
Former 10% Owner
Signature
SC Master Holdings, LLC By: /s/ Connor Nowinski, as Authorized Signatory
Stock symbol
PROK
Transactions as of
Nov 19, 2023
Transactions value $
-$9,498,584
Form type
4
Date filed
11/21/2023, 06:30 AM
Previous filing
Nov 17, 2023
Next filing
Jul 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PROK Class A ordinary shares Sale -$6.79M -5.18M -100% $1.31 0 Nov 19, 2023 See footnote F1
transaction PROK Class A ordinary shares Sale -$2.71M -2.07M -100% $1.31 0 Nov 19, 2023 See footnote F2
holding PROK Class A ordinary shares 3M Nov 19, 2023 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Chamath Palihapitiya is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
F2 Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
F3 Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.