Chamath Palihapitiya - 19 Nov 2023 Form 4 Insider Report for PROKIDNEY CORP. (PROK)

Role
Former 10% Owner
Signature
SC Master Holdings, LLC By: /s/ Connor Nowinski, as Authorized Signatory
Issuer symbol
PROK
Transactions as of
19 Nov 2023
Net transactions value
-$9,498,584
Form type
4
Filing time
21 Nov 2023, 06:30:13 UTC
Previous filing
17 Nov 2023
Next filing
05 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PROK Class A ordinary shares Sale $6,785,027 -5,183,367 -100% $1.31 0 19 Nov 2023 See footnote F1
transaction PROK Class A ordinary shares Sale $2,713,557 -2,073,000 -100% $1.31 0 19 Nov 2023 See footnote F2
holding PROK Class A ordinary shares 3,000,000 19 Nov 2023 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Chamath Palihapitiya is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
F2 Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
F3 Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.