| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +25,640 | +25% | $0.000000 | 128,660 | 15 Nov 2023 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | $566,830 | -3,947 | -3.1% | $143.61 | 124,713 | 15 Nov 2023 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | $611,912 | -4,229 | -3.4% | $144.69 | 120,484 | 15 Nov 2023 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | $241,560 | -1,661 | -1.4% | $145.43 | 118,823 | 15 Nov 2023 | Direct | F1, F4 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | $134,972 | -919 | -0.77% | $146.87 | 117,904 | 15 Nov 2023 | Direct | F1, F5 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | $70,480 | -500 | -0.42% | $140.96 | 117,404 | 16 Nov 2023 | Direct | F1 |
| holding | AMZN | Common Stock, par value $.01 per share | 340 | 15 Nov 2023 | In trust | ||||||
| holding | AMZN | Common Stock, par value $.01 per share | 143 | 15 Nov 2023 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -25,640 | -13% | $0.000000 | 167,720 | 15 Nov 2023 | Common Stock, par value $.01 per share | 25,640 | $0.000000 | Direct | F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/05/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $144.01 and the lowest price at which shares were sold was $143.13. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $145.12 and the lowest price at which shares were sold was $144.16. |
| F4 | Represents the weighted average sale price. The highest price at which shares were sold was $146.03 and the lowest price at which shares were sold was $145.17. |
| F5 | Represents the weighted average sale price. The highest price at which shares were sold was $147.10 and the lowest price at which shares were sold was $146.40. |
| F6 | Converts into Common Stock on a one-for-one basis. |
| F7 | This award vests based upon the following vesting schedule: 67,800 shares on August 15, 2021; 33,900 shares on November 15, 2021; 33,920 shares on February 15, 2022; 29,480 shares on each of May 15, 2022, August 15, 2022, and November 15, 2022; 29,500 shares on February 15, 2023; 25,620 shares on May 15, 2023; 25,640 shares on each of August 15, 2023, November 15, 2023, and February 15, 2024; 20,040 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 20,060 shares on February 15, 2025; 15,460 shares on May 15, 2025; and 15,480 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.