Sravan Kumar Emany - Nov 14, 2023 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
Director
Signature
/s/ Sam Schlessinger, Attorney-in-fact for Sravan K. Emany
Stock symbol
ASRT
Transactions as of
Nov 14, 2023
Transactions value $
$0
Form type
4
Date filed
11/16/2023, 08:05 PM
Previous filing
Sep 18, 2023
Next filing
Nov 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Award $0 +178K $0.00 178K Nov 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Stock Option (right to buy) Award $0 +26.3K $0.00 26.3K Nov 14, 2023 Common Stock 26.3K $1.07 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were granted in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy on the effective date the Issuer appointed the Reporting Person to serve on its Board of Directors. One-third of these restricted stock units are scheduled to vest on each of November 14, 2024, 2025 and 2026, assuming continued service through the applicable vesting date.
F2 Stock options were granted in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy on the effective date the Issuer appointed the Reporting Person to serve on its Board of Directors. One-third of these stock options are scheduled to vest on each of November 14, 2024, 2025 and 2026, assuming continued service through the applicable vesting date.
F3 These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.