| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CTHR | Common Stock | Purchase | $15,156 | +42,300 | +38% | $0.3583 | 153,800 | 15 Nov 2023 | By IRA | F3 |
| transaction | CTHR | Common Stock | Purchase | $6,748 | +20,000 | +44% | $0.3374 | 65,787 | 14 Nov 2023 | By spouse | |
| transaction | CTHR | Common Stock | Purchase | $23,886 | +69,800 | +106% | $0.3422 | 135,587 | 15 Nov 2023 | By spouse | F4 |
| transaction | CTHR | Common Stock | Purchase | $31,810 | +100,000 | +16% | $0.3181 | 736,421 | 14 Nov 2023 | Direct | F5 |
| holding | CTHR | Common Stock | 1,550,000 | 14 Nov 2023 | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 | F1 | |||||
| holding | CTHR | Common Stock | 188,920 | 14 Nov 2023 | By SEP IRA | F2 | |||||
| holding | CTHR | Common Stock | 95,358 | 14 Nov 2023 | By ROTH IRA |
| Id | Content |
|---|---|
| F1 | Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F2 | Correction from previously disclosed quantity of 189,920 due to scrivener's error. |
| F3 | Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.35 to $0.36, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4. |
| F4 | Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.34 to $0.36, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4. |
| F5 | Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.30 to $0.35, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4. |