Residuary Marital Trust arising under Article III of the Revocable Deed of Trust of Stephanie Kamfar dated January 23, 2018, as amended - Oct 6, 2022 Form 3 Insider Report for Bluerock Homes Trust, Inc. (BHM)

Role
10%+ Owner
Signature
/s/ Christopher J. Vohs, Attorney-in-fact
Stock symbol
BHM
Transactions as of
Oct 6, 2022
Transactions value $
$0
Form type
3
Date filed
11/13/2023, 04:00 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BHM OP Units Oct 6, 2022 Class A Common Stock 1.21M Direct F1
holding BHM LTIP Units Oct 6, 2022 Class A Common Stock 486K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. After a one year holding period (including any period during which the underlying long-term incentive plan units ("LTIP Units") in the Operating Partnership were held), the OP Units may be redeemed for cash or, at the option of the Issuer, settled in shares of the Issuer's Class A common stock on a one-for-one basis, subject to certain adjustments and the terms and conditions of the Second Amended and Restated Agreement of Limited Partnership of the Operating Partnership, as amended (the "Partnership Agreement").
F2 Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then after a one year holding period (including any period during which the LTIP Units were held) be redeemed for cash or, at the option of the Issuer, settled in shares of the Issuer's Class A common stock on a one-for-one basis, subject to certain adjustments and the terms and conditions of the Partnership Agreement.

Remarks:

The Reporting Person is an irrevocable trust formed in 2020 for estate planning purposes in accordance with the laws of the State of Delaware. This Form 3 reports securities transferred to the Reporting Person by its settlor, who is neither a trustee nor a beneficiary of the Reporting Person, for no consideration, to be held in trust for the benefit of the Reporting Person's beneficiaries. Exhibit List: Exhibit 24 - Power of Attorney