John Natalone - 30 Oct 2023 Form 4 Insider Report for ARBOR REALTY TRUST INC (ABR)

Role
EVP, Treasury and Servicing
Signature
/s/ John Bishar, Attorney-in-Fact for John Natalone
Issuer symbol
ABR
Transactions as of
30 Oct 2023
Net transactions value
-$1,999,215
Form type
4
Filing time
01 Nov 2023, 16:30:38 UTC
Previous filing
14 Mar 2023
Next filing
13 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABR Special Voting Preferred Stock, par value $0.01 per share Sale $999,608 -80,161 -10% $12.47 702,335 30 Oct 2023 By: The KFT 2018 NY Trust F1, F2
holding ABR Special Voting Preferred Stock, par value $0.01 per share 36,674 30 Oct 2023 Direct
holding ABR Special Voting Preferred Stock, par value $0.01 per share 3,000,000 30 Oct 2023 By: The KFT DT LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABR Partnership Common Units Sale $999,608 -80,161 -10% $12.47 702,335 30 Oct 2023 Common Stock, par value $0.01 per share 702,335 By: The KFT 2018 NY Trust F1, F2, F3
holding ABR Partnership Common Units 36,674 30 Oct 2023 Common Stock, par value $0.01 per share 36,674 Direct F3
holding ABR Partnership Common Units 3,000,000 30 Oct 2023 Common Stock, par value $0.01 per share 3,000,000 By: The KFT DT LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 30, 2023, Arbor Realty Trust, Inc.'s Chief Executive Officer, Ivan Kaufman, purchased these shares/units from The KFT 2018 NY Trust, which is an estate planning vehicle set up for the benefit of his immediate family members.
F2 These estate planning vehicles were set up for the benefit of the immediate family of Mr. Kaufman. Mr. Natalone shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.
F3 Not applicable.