Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | ARMN | Common Stock, no par value | 13.3M | Sep 13, 2023 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | ARMN | 8% Convertible Debentures due 2024 | Sep 13, 2023 | Common Stock, no par value | 3.41M | $4.75 | Direct | F1, F2 | ||||||
holding | ARMN | Common Stock Warrant (right to buy) | Sep 13, 2023 | Common Stock, no par value | 556K | $5.50 | Direct | F1, F3 |
Id | Content |
---|---|
F1 | These securities are held directly by MMCAP International Inc. SPC (the "Fund"). The Fund is a private investment vehicle. MM Asset Management Inc. (the "Investment Manager") is the investment manager of the Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
F2 | These securities are currently convertible. |
F3 | These securities are currently exercisable. |