MMCAP International Inc. SPC - 13 Sep 2023 Form 3 Insider Report for Aris Mining Corp (ARMN)

Role
10%+ Owner
Signature
/s/ Hillel Meltz, President of the Investment Manager
Issuer symbol
ARMN
Transactions as of
13 Sep 2023
Net transactions value
$0
Form type
3
Filing time
31 Oct 2023, 15:21:47 UTC
Previous filing
07 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARMN Common Stock, no par value 13,329,071 13 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ARMN 8% Convertible Debentures due 2024 13 Sep 2023 Common Stock, no par value 3,410,526 $4.75 Direct F1, F2
holding ARMN Common Stock Warrant (right to buy) 13 Sep 2023 Common Stock, no par value 555,556 $5.50 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held directly by MMCAP International Inc. SPC (the "Fund"). The Fund is a private investment vehicle. MM Asset Management Inc. (the "Investment Manager") is the investment manager of the Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F2 These securities are currently convertible.
F3 These securities are currently exercisable.