Chamath Palihapitiya - Oct 24, 2023 Form 4 Insider Report for PROKIDNEY CORP. (PROK)

Role
10%+ Owner
Signature
Chamath Palihapitiya By: /s/ Connor Nowinski, as Attorney-in-Fact
Stock symbol
PROK
Transactions as of
Oct 24, 2023
Transactions value $
-$567,573
Form type
4
Date filed
10/26/2023, 09:00 PM
Previous filing
Oct 23, 2023
Next filing
Oct 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PROK Class A ordinary shares Sale -$309K -176K -2.25% $1.75 7.66M Oct 24, 2023 See footnote F1, F2
transaction PROK Class A ordinary shares Sale -$118K -67.2K -0.88% $1.76 7.6M Oct 25, 2023 See footnote F2, F3
transaction PROK Class A ordinary shares Sale -$141K -78K -1.03% $1.80 7.52M Oct 26, 2023 See footnote F2, F4
holding PROK Class A ordinary shares 2.07M Oct 24, 2023 See footnote F5
holding PROK Class A ordinary shares 3M Oct 24, 2023 See footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6400 to $1.8650. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
F3 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6600 to $1.8450. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7500 to $1.8350. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
F6 Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.