Garold Spindler - 29 Dec 2021 Form 4 Insider Report for Coronado Global Resources Inc. (CODQL)

Role
Executive Chair, Director
Signature
/s/ Christopher P. Meyering, as Attorney-in-Fact
Issuer symbol
CODQL
Transactions as of
29 Dec 2021
Net transactions value
-$22,332
Form type
4
Filing time
20 Oct 2023, 16:32:14 UTC
Previous filing
02 Jun 2021
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASX:CRN Common Stock Gift $0 -180,000 -100% $0.000000* 0 29 Dec 2021 Direct
transaction ASX:CRN Common Stock Options Exercise $0 +4,411 $0.000000 4,411 21 Feb 2023 Direct F1
transaction ASX:CRN Common Stock Sale $22,332 -2,081 -47% $10.73* 2,329 31 Mar 2023 Direct F2
transaction ASX:CRN Common Stock Award $0 +19 +0.81% $0.000000 2,348 05 Apr 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASX:CRN Performance Stock Units Award $0 +2,578 +8.2% $0.000000 34,066 08 Apr 2022 Common Stock 258 Direct F1, F3, F4
transaction ASX:CRN Performance Stock Units Award $0 +3,096 +9.1% $0.000000 37,162 21 Jun 2022 Common Stock 310 Direct F1, F3, F4
transaction ASX:CRN Performance Stock Units Award $0 +2,716 +7.3% $0.000000 39,878 20 Sep 2022 Common Stock 272 Direct F1, F3, F4
transaction ASX:CRN Performance Stock Units Award $0 +4,228 +11% $0.000000 44,106 12 Dec 2022 Common Stock 423 Direct F1, F3, F4
transaction ASX:CRN Performance Stock Units Award $0 +514,785 $0.000000 514,785 16 Feb 2023 Common Stock 51,478 $0.000000 Direct F4, F5, F6
transaction ASX:CRN Performance Stock Units Options Exercise $0 -44,106 -100% $0.000000* 0 21 Feb 2023 Common Stock 4,411 $0.000000 Direct F1, F4
transaction ASX:CRN Performance Stock Units Award $0 +2,205 +0.43% $0.000000 516,990 05 Apr 2023 Common Stock 51,699 Direct F4, F6, F7
transaction ASX:CRN Performance Stock Units Award $0 +2,539 +0.49% $0.000000 519,529 19 Sep 2023 Common Stock 51,953 Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
F2 Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
F3 Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.
F4 Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).
F5 Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).
F6 The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.
F7 Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney.