Frederick G. Vogt - Oct 16, 2023 Form 4 Insider Report for IOVANCE BIOTHERAPEUTICS, INC. (IOVA)

Role
Interim CEO & General Counsel
Signature
/s/ Frederick G. Vogt
Stock symbol
IOVA
Transactions as of
Oct 16, 2023
Transactions value $
-$31,598
Form type
4
Date filed
10/18/2023, 08:05 PM
Previous filing
Jul 17, 2023
Next filing
Jan 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IOVA Common Stock Options Exercise $0 +20.8K +28.6% $0.00 93.7K Oct 16, 2023 Direct F1
transaction IOVA Common Stock Tax liability -$31.6K -8.85K -9.45% $3.57 84.8K Oct 16, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IOVA Restricted Stock Units Options Exercise $0 -20.8K -16.67% $0.00 104K Oct 16, 2023 Common stock 20.8K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents such shares underlying the restricted stock units ("RSUs") which vested on the transaction date.
F2 Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units. This is not an open market sale of securities.
F3 Represents common stock remaining after deducting the common stock withheld for taxes.
F4 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F5 The remaining RSUs will vest in five equal quarterly installments.