Matt Brown - Oct 2, 2023 Form 3 Insider Report for Exela Technologies, Inc. (XELA)

Role
Interim CFO
Signature
/s/ Matthew Brown
Stock symbol
XELA
Transactions as of
Oct 2, 2023
Transactions value $
$0
Form type
3
Date filed
10/13/2023, 05:29 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XELA Series A Preferred Stock 4.28K Oct 2, 2023 Direct
holding XELA Series B Preferred Stock 6.77K Oct 2, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding XELA Options Oct 2, 2023 Common Stock 1.13K $358.80 Direct F1
holding XELA Options Oct 2, 2023 Common Stock 1.13K $78.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents options to purchase shares of Common Stock granted pursuant to the 2018 Stock Incentive Plan. These options were fully vested.
F2 Represents options to purchase shares of Common Stock granted pursuant to the 2018 Stock Incentive Plan. These options were fully vested.