Robert Sheft - 29 May 2018 Form 4/A - Amendment Insider Report for GreenSky, Inc.

Role: Director, 10%+ Owner
Signature: /s/ Robert Sheft
Issuer symbol: N/A
Transactions as of: 29 May 2018
Net transactions value: -$121,739,963
Form type: 4/A - Amendment
Filing time: 06 Oct 2023, 20:00:37 UTC
Date Of Original Report: 31 May 2018
Next filing: 07 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GSKY	Class B common stock	Disposed to Issuer	$0	-5,571,623	-100%	$0.000000^*	0	29 May 2018	By RS 2018 NV Trust	F1, F2, F3
holding	GSKY	Class B common stock						22,286,495	29 May 2018	By GS Investment Holdings, LLC	F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GSKY	Holdco Units	Disposed to Issuer	$121,739,963	-5,571,623	-100%	$21.85	0	29 May 2018	Class A common stock	5,571,623		By RS 2018 NV Trust	F1, F2, F5
holding	GSKY	Holdco Units						22,286,495	29 May 2018	Class A common stock	22,286,495		By GS Investment Holdings, LLC	F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 4 is being amended to correct the name of the entity that conducted the reported transaction. In this transaction, RS 2018 NV Trust sold 5,571,623 Holdco Units to GreenSky, Inc. in a transaction that was approved in advance by GreenSky Inc.'s board of directors. Therefore, this transaction is exempt from Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(c).
F2	Represents Holdco Units purchased by GreenSky, Inc. in connection with its initial public offering, and shares of Class B common stock automatically cancelled upon such purchase.
F3	The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
F4	The amount of securities reflects a 100% indirect economic interest in GS Investment Holdings, LLC. Mr. Sheft disclaims any interest in 65.85% of these securities.
F5	Pursuant to the Exchange Agreement, dated May 23, 2018, by and among GreenSky, Inc., GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at GreenSky, Inc.'s option.