Jefferies Financial Group Inc. - 02 Oct 2023 Form 4 Insider Report for Landcadia Holdings IV, Inc.

Role
Director, 10%+ Owner
Signature
/s/ Jefferey Whyte, Assistant Secretary
Issuer symbol
N/A
Transactions as of
02 Oct 2023
Net transactions value
$0
Form type
4
Filing time
04 Oct 2023, 06:04:30 UTC
Previous filing
17 Jan 2023
Next filing
07 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LCA Class A Common Stock Conversion of derivative security +6,250,000 6,250,000 02 Oct 2023 By Jefferies US Holdings, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LCA Class B Common Stock Conversion of derivative security $0 -6,250,000 -100% $0.000000* 0 02 Oct 2023 Class A Common Stock 6,250,000 By Jefferies US Holdings, LLC F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In accordance with the second amended and restated certificate of incorporation of Landcadia Holdings IV, Inc. ("LCA"), as amended, Jefferies US Holdings LLC ("JUSH") elected to convert 6,250,000 shares of Class B common stock of LCA, par value $0.0001 per share (the "Class B Common Stock"), held by it into shares of Class A common stock of LCA, par value $0.0001 per share (the "Class A Common Stock") on a one-for-one basis for no consideration.
F2 JUSH is the record holder of the shares reported herein. Jefferies US Holdings LLC is a wholly-owned subsidiary of Jefferies Group LLC, which itself is a wholly-owned subsidiary of Jefferies Financial Group Inc. Jefferies Financial Group Inc. is a widely-held public company.
F3 The shares of Class B common stock are convertible for shares of LCA's Class A common stock as described under the heading "Description of Securities" in LCA's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.