Keith Schmid - Sep 29, 2023 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
GM New Mkts & Pres New Prd Dv
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
Stock symbol
PLUG
Transactions as of
Sep 29, 2023
Transactions value $
-$232,333
Form type
4
Date filed
10/3/2023, 07:39 PM
Previous filing
Sep 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Tax liability -$232K -30.1K -5.95% $7.73 475K Sep 29, 2023 Direct F1, F2
holding PLUG Common Stock 46.2K Sep 29, 2023 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.
F2 Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023.
F3 The Reporting Person holds 46,205 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023.