Redmile Group, LLC - Sep 19, 2023 Form 4 Insider Report for RayzeBio, Inc. (RYZB)

Role
10%+ Owner
Signature
By: /s/ Jeremy Green, Managing Member of Redmile Group, LLC
Stock symbol
RYZB
Transactions as of
Sep 19, 2023
Transactions value $
$0
Form type
4
Date filed
9/21/2023, 09:30 PM
Previous filing
Sep 14, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RYZB Common Stock Conversion of derivative security +865K 865K Sep 19, 2023 See Footnote F1, F2
transaction RYZB Common Stock Conversion of derivative security +495K +57.22% 1.36M Sep 19, 2023 See Footnote F1, F2
transaction RYZB Common Stock Conversion of derivative security +499K +36.68% 1.86M Sep 19, 2023 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RYZB Series B Preferred Stock Conversion of derivative security $0 -865K -100% $0.00* 0 Sep 19, 2023 Common Stock 865K See Footnote F1, F2
transaction RYZB Series C Preferred Stock Conversion of derivative security $0 -432K -100% $0.00* 0 Sep 19, 2023 Common Stock 495K See Footnote F1, F2
transaction RYZB Series D Preferred Stock Conversion of derivative security $0 -499K -100% $0.00* 0 Sep 19, 2023 Common Stock 499K See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Redmile Group, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The shares of Series B preferred stock, Series C preferred stock and Series D preferred stock converted into shares of the Issuer's common stock automatically upon the closing of the Issuer's initial public offering for no consideration. None of the series of preferred stock had an expiration date.
F2 These securities are directly owned by Redmile Biopharma Investments II, L.P. (the "Fund") and may be deemed beneficially owned by Redmile Group, LLC ("Redmile") as investment manager of the Fund. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Each of Redmile and Mr. Green (the "Managing Persons") disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. This report shall not be deemed an admission that such Managing Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.