Dr. Donald G. Basile - 22 Aug 2023 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Role
10%+ Owner
Signature
/s/ Dr. Donald G. Basile
Issuer symbol
CMPO
Transactions as of
22 Aug 2023
Net transactions value
-$506,484
Form type
4
Filing time
24 Aug 2023, 18:48:22 UTC
Previous filing
24 Jul 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPO Warrant Sale $506,484 -7,792,056 -96% $0.0650* 300,000 22 Aug 2023 Class A Common Stock 7,792,056 $11.50 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dr. Donald G. Basile is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
F2 As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.