Douglas J. Herrington - 21 Aug 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
CEO Worldwide Amazon Stores
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Douglas J. Herrington, CEO Worldwide Amazon Stores
Issuer symbol
AMZN
Transactions as of
21 Aug 2023
Net transactions value
-$1,269,072
Form type
4
Filing time
23 Aug 2023, 17:14:15 UTC
Previous filing
17 Aug 2023
Next filing
06 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +11,300 +2.2% $0.000000 527,396 21 Aug 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +4,900 +0.93% $0.000000 532,296 21 Aug 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +7,500 +1.4% $0.000000 539,796 21 Aug 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $677,655 -5,080 -0.94% $133.40 534,716 21 Aug 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $469,967 -3,500 -0.65% $134.28 531,216 21 Aug 2023 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale $121,450 -900 -0.17% $134.94 530,316 21 Aug 2023 Direct F1, F4
holding AMZN Common Stock, par value $.01 per share 6,559 21 Aug 2023 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -11,300 -33% $0.000000 22,600 21 Aug 2023 Common Stock, par value $.01 per share 11,300 $0.000000 Direct F5, F6
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -4,900 -4.7% $0.000000 99,480 21 Aug 2023 Common Stock, par value $.01 per share 4,900 $0.000000 Direct F5, F7
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -7,500 -14% $0.000000 45,000 21 Aug 2023 Common Stock, par value $.01 per share 7,500 $0.000000 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $133.77 and the lowest price at which shares were sold was $132.79.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $134.77 and the lowest price at which shares were sold was $133.82.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $135.15 and the lowest price at which shares were sold was $134.82.
F5 Converts into Common Stock on a one-for-one basis.
F6 This award vests based upon the following vesting schedule: 14,640 shares on each of May 21, 2022 and August 21, 2022; 14,660 shares on each of November 21, 2022 and February 21, 2023; 11,280 shares on May 21, 2023; and 11,300 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
F7 This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026.
F8 This award vests based upon the following vesting schedule: 7,500 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, February 21, 2024, May 21, 2026, August 21, 2026, November 21, 2026, and February 21, 2027.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.