Senior David Zapolsky - 21 Aug 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
Senior Vice President
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for David Zapolsky, Senior Vice President, Global Public Policy & General Counsel
Issuer symbol
AMZN
Transactions as of
21 Aug 2023
Net transactions value
-$899,617
Form type
4
Filing time
23 Aug 2023, 17:08:08 UTC
Previous filing
23 May 2023
Next filing
18 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +10,620 +11% $0.000000 107,736 21 Aug 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +3,940 +3.7% $0.000000 111,676 21 Aug 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +2,240 +2% $0.000000 113,916 21 Aug 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $515,218 -3,861 -3.4% $133.44 110,055 21 Aug 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $330,396 -2,459 -2.2% $134.36 107,596 21 Aug 2023 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale $54,003 -400 -0.37% $135.01 107,196 21 Aug 2023 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -10,620 -33% $0.000000 21,240 21 Aug 2023 Common Stock, par value $.01 per share 10,620 $0.000000 Direct F5, F6
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -3,940 -4.3% $0.000000 88,400 21 Aug 2023 Common Stock, par value $.01 per share 3,940 $0.000000 Direct F5, F7
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -2,240 -2.1% $0.000000 103,300 21 Aug 2023 Common Stock, par value $.01 per share 2,240 $0.000000 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/10/2022.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $133.86 and the lowest price at which shares were sold was $132.87.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $134.82 and the lowest price at which shares were sold was $133.89.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $135.11 and the lowest price at which shares were sold was $134.89.
F5 Converts into Common Stock on a one-for-one basis.
F6 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 13,760 shares on each of May 21, 2022 and August 21, 2022; 13,780 shares on each of November 21, 2022 and February 21, 2023; 10,600 shares on May 21, 2023; and 10,620 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
F7 This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026.
F8 This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.